By Tim Addey of the Prometheus Trust
It is said, that
when he was near his death, Plato had a dream in which he saw himself changed
into a swan, and that as this swan he flew from tree to tree giving his
pursuing followers the greatest difficulty in trying to net him: I don’t think
we need much imagination to see that the symbolism of this romantic tale is
most apt. Of all the philosophers whose writings have survived more or less
intact, Plato is, I think, the most difficult to feel one has him and his
meaning properly netted and secure. This is for three reasons: firstly, the
presentation of his teachings in dialogue form gives a remarkable fluidity to
the truths that Plato wants us to consider; secondly he writes as a poet, and
has the same approach to words as the best of poets – compressing layers of
meaning into seemingly simple sentences; thirdly, he makes it very clear in
both the Phaedrus and his letters that he considers the written word to be
inferior to that spoken between master and pupil – so that even when we feel
that we have understood any particular written doctrine, we must still wonder
whether or not this was Plato’s final position on the matter.
One further
consideration is needed before I attempt to force Plato into my nutshell
tonight: such is the extraordinary luminosity of this philosopher who after
almost two and a half thousand years still speaks and questions his readers
concerning the most fundamental matters of reality and selfhood, that it is all
too easy to see him as a single isolated phenomena – in the same manner as the
light of the sun blots out any view of its fellow stars during the day. But
this is trap which will immediately run us into trouble: one thing is certain,
Plato would not have considered himself a Platonist. Every dialogue pays
tribute to earlier thinkers – some obviously, such as Socrates, Aristophanes,
Zeno and Parmenides who are actually given parts in the dialogues, some less
obviously, such as Anaxagoras and Empedocles who are named in passing, some
largely by implication such as Pythagoras and his disciples, whose doctrines
concerning number underlie such works as the Timaeus; and some much
more mysteriously, such as the founders of the mystery cults, the tellers of
mythic stories, and poets. When one steps back to see Plato within a
pre-existing tradition, it then becomes equally obvious that he was also
expecting his writings to be a part of a continuing tradition. So although I
will concentrate upon trying to summarize Plato, I will allow myself a slightly
wider focus and consider where two or three of his more puzzling assertions led
ancient Platonists.
So much for my
approach and excuses for not quite fitting Plato and only Plato into a nutshell
tonight. I will divide the rest of my talk into three main sections:
metaphysics, psychology and ethics.
Metaphysics
The orthodox view
of Plato’s philosophy is that the whole scheme rests on a reasonably clear
distinction between two kinds of reality – the intelligible and the sensible.
This is an adequate starting point, but it will require important modifications
if we are to grasp the full extent of his metaphysics, which is more subtle
than such an over simplification allows: indeed we miss an all-important
principle if we do not press further towards its half-hidden unity. But let us
start with a twofold reality:
There are many
places where Plato makes this distinction, and describes the characteristic of
the two states. In the Timaeus, for example, when Timaeus himself
introduces his teachings concerning the cosmos, he says "In the first
place, therefore, as it appears to me, it is necessary to define what that is
which is always real being, but is without generation; and what
that is which is generated indeed, or consists in a state
of becoming to be, but which never really is. The former of
these indeed is apprehended by intelligence in conjunction
with reason, since it always subsists according to same.
But the latter is perceived by opinion in conjunction
with irrational sense; since it subsists in a state of generation
and corruption, and never truly is."
The intelligible,
then, is that which is always the same, possesses real being, and is perceived
by the mind; while the sensible is in a constant movement towards and away from
being but never quite attains the status of real being, and is perceived by the
sense. From one point of view this distinction is quite easy to understand: on
the one hand the abstract idea of the even is always even, the abstract idea of
straight is always absolutely straight, and the abstract idea of two is never
varied; on the other hand, I can see two apple blossoms which will move through
various states, budding and growing towards something which is recognisably two
apples: but at no point are the apples perfect, for a microscopic examination
of them will undoubtedly reveal flaws of disease or accidental damage. Of
course we will call them apples, and communicate with each other using an
approximation which allows everyday life to proceed – ignoring the fact that
they are more properly speaking "almost apples" rather than true
apples. In the Theaetetus, at (183a ff), Socrates makes this very
point: if knowledge is based on sensible perception then true thought, and
consequently language, is subverted. At what point in its movement towards
appleness is an apple an apple, and at what point in its decay does it cease to
be apple? How many defects are we to allow an apple before we deny the name to
it? And why do we call one physical thing an apple when it is observably
different from another physical thing which we will also call an apple? At best
the application of a common name to a number of physical things is a useful lie,
at worst a deception which avoids proper thought.
But our constant
use of the intelligible two never wears it out – otherwise in our computing age
it would now, surely, be more like 1.9, or perhaps it might have gathered
accretions like an old boat, and be closer to 2.1. Mathematics was deemed
useful by ancient Platonists as a way of introducing the would-be philosopher
to an easily recognisable set of unchanging abstractions, and numbers and
mathematical concepts are still the best way of avoiding controversy in the
Platonic theory of intelligibles, since "twoness" can be agreed upon
by all. This is not quite the case with other intelligibles which Plato puts
forward as further examples – absolute justice, beauty, goodness, and so on.
Once Plato suggests that justice is as constant as twoness we must look
carefully at what he means by intelligible.
An intelligible is
something which has real being. In other words it is, rather than
something which is becoming. As a dynamic cause Plato calls this
real being a form, or idea. But here we must
make a clear distinction between a Platonic idea and a human concept: the
former is unchanging and independent of human understanding or even
recognition, the latter is a relative thing which is subject to modification.
In other words the idea of justice is what it is, but the human concept of
justice is a constantly shifting value judgment – a thing which may deem the
execution of a person for petty theft to be just in one century, and may then
deem all executions to be unjust no matter what the crime in the following
century. I will return a little later to discuss our own relation to forms or
eternal ideas when I cover Platonic psychology.
To understand what
Plato means by Idea, we might usefully read Proclus here, in his Commentary
on the Parmenides (at 731) where he writes, "By no means,
therefore, must it be said, that forms which subsist by themselves, which are
established on a sacred foundation, and are immaterial and eternal, are the
same with material forms of posterior origin, and which are full of variety and
habitude. . . But ideas subsist in energy always the same, and are essentially
intellectual."
Now according to
Plato there is a clear relationship of abstract forms (or intelligibles) to
material things (or sensibles) – a relationship of cause to effect. Everything
we sense in any way, either directly through our unaided senses, or indirectly
through instruments which amplify sense data is, according to Plato, an image
of one or more ideas – material instances of entirely immaterial paradigms. The
form is a dynamic causal agent, the particular instance a receptive patient.
The form is a universal in the sense that it can, under the right conditions
and with the necessary material to hand, act as the model for numberless
further copies, each adapted for the particular time, place and condition; it
is not, however, a universal in the sense that this term has been used in more
recent centuries – a product of a faculty of human mind which more or less
arbitrarily groups sets of particulars into perceived genus and species.
The great Platonic
description of the creation of the manifested universe in the Timaeus,
has the divine intellect, or the Demiurge, creating all things from a
pre-existing intelligible pattern, or Animal Itself as Plato
calls it. And, indeed, when a human is attempting to be creative, he or she
must follow the same path – that is to say, the human creator must in some way
and at some level find within a form which will allow the construction of a
society, a symphony, a business, a table or whatever which manifests an
immaterial idea into the material. For Plato, it is the participation in an
idea which allows a physical object to be what it is – an entirely top down
relationship: thus a thing can only be a unity because the idea of unity is
participated by it, a thing can only be beautiful because the idea of beauty is
participated, it can only live because the idea of life is participated.
We need to be very
clear, however, that there is no causal effect from the material back to the
immaterial: the form is not affected in any way by its manifestations – two is
always two, no matter how many instances of twoness there are in the universe,
and no matter what happens to those instances. The idea is also unaffected by
its own non-manifestation: that is to say, even if there were no instances of
twoness, the idea of two would remain exactly what it is, and if there were no
living things in the universe, there would still be the same idea of life, awaiting
a suitable time, place and condition to manifest again.
This, then, in
brief is an outline of the most obvious twofold division of reality for which
Platonism is known, with its associated theory of forms. However, this is, as I
have said, too simplified and will lead us to numerous inconsistencies if we
consider this to be the complete Platonic metaphysics. There are three
significant points we must explore before we can leave this outline to fend for
itself:
By far the most
important addition to this duadic plan is most clearly articulated in the sixth
book of the Republic (509b-c) where in discussing being and the things that are
intelligible because of their possession of being, Socrates points out that
there is a overarching principle which gives things their intelligibility and
essence – this first principle he calls The Good (and elsewhere he calls it The
One). His words are, "We may say, therefore, that things which are known
have not only this from The Good, that they are known, but likewise that their
being and essence are thence derived, whilst The Good itself is not essence,
but beyond essence, transcending it both in dignity and in power.
" This
principle which is greater than being is compared to the sun, and in the same
way that all visible things on earth are ruled over by the sun", so, he says,
this super-essential One: "reigns over the intelligible genus and
place."
The vast
implications of this teaching are left largely unwritten by Plato, and it was
not until a more pressing time arose when Platonic philosophy was facing a
crisis caused by the rise of a form of Christianity which was both
anti-philosophical and politically strong that the Platonists of late antiquity
began to unfold these implications in their writings. The most complete formulation
of Platonic metaphysics based on the truth that oneness is greater in dignity
and power than being is to be found in the writings of Proclus – but others,
such as Syrianus, Damascius, Olympiodorus and Simplicius took this as the basis
for fifth and sixth century Platonism. If we take Plato’s second epistle as
genuine, a matter of controversy amongst modern scholars, we will clearly see
that this doctrine was primarily one of those of the oral variety, for he
writes (312e):
"All things
are situated about the king of all things; and all things subsist for his sake,
and he is the cause of all beautiful things. But second things are situated
about that which is second; and such as are third in gradation about that which
is third."
But whereas Plato’s writings are an extended
discussion of things second (intelligibles) and third (sensibles), his epistle
continues (314a) "as it appears to me, there are scarcely any particulars
which will appear more ridiculous to the multitude than these [teachings about
The One]; nor again, any which will appear more wonderful and enthusiastic to
those that are well born. But when often repeated and continually heard, and
this for many years, they are scarcely at length, with great labour, purified
like gold. . . . Looking therefore to this, be careful lest you repent of what
you have now unworthily uttered [concering this doctrine]. But the greatest
means of defence in this case, consists not in writing, but learning: for
things which are written cannot be kept from the public view. On this account,
I have never at any time written any thing about these particulars. Nor is
there any book [concerning them] professedly composed by Plato, nor will there
be."
To explore the
writings of the late Platonists is well beyond the writ of this talk, although
we should note especially here, the profound writings of Plotinus are entirely
built upon what is commonly called the "three hypostases" of the One,
Intellect and Soul – in which soul is seen as the principle of moving manifestation,
intellect as that of stable being, and the One as the principle of principles.
It was Plotinus who, in response to the circumstances of his era, began the
written exposition of the One and explicitly draws attention to the pure unity
that pervades all things, but yet transcends all things. So that, for example
he says (En. III, viii, 10):
"Intellect
indeed is beautiful, and the most beautiful of all things, being situated in a
pure light and in a pure splendour, and comprehending in itself the nature of beings,
of which indeed this our beautiful material world is but the shadow and image;
but intellect, that true intelligible world, is situated in universal
splendour, living in itself a blessed life, and containing nothing
unintelligible, nothing dark, nothing without measure; which divine world
whoever perceives, will be immediately astonished, if, as is requisite, he
profoundly and intimately merges himself into its inmost recesses, and becomes
one, with its all-beauteous nature. And as he who diligently surveys the
heavens, and contemplates the splendour of the stars, should immediately think
upon and search after their artificer, so it is requisite that he who beholds
and admires the intelligible world, should diligently inquire after its author,
investigating who he is, where he resides, and how he produced such an
offspring as intellect, a son beautiful and pure, and full of his ineffable
sire. But his father is neither intellect nor a son, but superior to
both."
But to return to
Plato and his writings: we can, I think, look at a couple of places where Plato
finds in necessary to touch upon some initial implications of this more
comprehensive "oneness-intelligible-sensisible" structure, even if
his intention is to keep a fuller exposition to an inner oral tradition. In
the Philebus, Plato explores how a simple transcendent one can give
rise to being. For, he says (at 23c-d), we can see manifested two principles
the bound and the infinite, the latter allows
things to have an indefinite variety of degrees and expressions, the former
gives them a stability and a permanent identity. When these two principles are
mixed, he says (27c), they produce being. Thus intelligibles, or eternal forms,
or real beings, are a result of combining bound and infinite: remove the
infinite, and they would lose their power to manifest in unlimited ways in the
world of becoming, remove the bound and they would lose their power to remain
eternally what they are despite their infinite manifestations.
For Plato, then, we
have a mathematical plan of reality: from the One arises the indefinite
duad (bound and unbound), and when the One forces the duad to
co-exist in one being we have the multiplicity of 'real' beings:
its worth noting that in ancient Greek the plural was not used until three was
reached, it having a singular and a duadic case. In other words the One gives
rise to being through the principles of the bound and the infinite, and
therefore each Platonic Idea is both transcendant (by virtue of the bound) and
immanent (by virtue of the infinite).
The second place
where Plato guardedly begins outlining the necessary metaphyisical consequences
of The One being above being is in the Parmenides, where the
attributes of being are removed from any accurate description of The One: fundamental
ideas such as sameness, difference, motion, rest, essence, similarity and
dissimilarity are all denied of The One. Plato poses a silent question in this
dialogue – how does being acquire such attributes, if they are absent from The
One; but in conformity to his assertion in the second epistle, not only is the
question hidden under a game of logic, but the answer, too, is only to be
discovered in the silence of the philosopher’s deepest meditations.
Two further factors
must be seen in Plato’s metaphysical scheme: almost as difficult to fathom as
the nature of the pre-ontological One, is the truth concerning matter. And just
as every formal attribute must be taken away from The One, so every characteristic
must be removed from matter – for all we ever perceive is matter informed by
ideas, never the pure passivity of matter without form. The only thing we can
say about this proto-matter is that it is infinitely receptive – Plato calls it
the "nurse of all" in the Timaeus (at 52b) for referring back to
passage in which he makes a division of all things into two types, Timaeus
says:
"But it is
necessary that the beginning of our present disputation should receive a more
ample division than the former one. For then we made a distribution into two
species: but now a third sort must be added. In the former disputation two
species were sufficient; one of which was established as the form of an
exemplar, intelligible and always subsisting according to same; but
the other was nothing more than the imitation of the paradigm, generated and
visible. But we did not then distribute a third, because we considered these
two as sufficient. However, now reason seems to urge as a thing necessary, that
we should endeavour to render apparent by our discourse the species which
subsists as difficult and obscure. What apprehension then can we form of its
power and nature? Shall we say that it is in an eminent degree the receptacle,
and as it were nurse, of all generation?"
And later he
expands on this by saying:
"For it never
departs from its own proper power, but perpetually receives all things; and
never contracts any form in any respect similar to any one of the intromitted
forms. It lies indeed in subjection to the forming power of every nature,
becoming agitated and figured through the supernally intromitted forms: and
through these it exhibits a different appearance at different times. . . . and
it is necessary, that the receptacle which is destined to receive all possible
forms should itself be destitute of every form . . . we should call it a
certain invisible species, and a formless universal recipient, which in the
most dubious and scarcely explicable manner participates of an intelligible
nature. Of itself, indeed, we cannot speak without deception. . ."
So we see that the
whole of Platonic metaphysics is strung, so to speak, between two natures
neither of which we can properly describe, or even think about, except in the
most approximate manner. Above all, things arise from The One, ineffable, and
superior to every characteristic of being, below all, things are settled upon
pure matter, unthinkable, and inferior to every characteristic of being. It is
the perfect receptivity of this last layer of reality which allows a reflection
of the goodness of the One to be created and, in some mysterious manner, to
complete the movement of the universe in a convertive re-ascent. As Proclus
says in his 35th proposition in his Elements of Theology,
"Every thing caused, abides in, proceeds from, and returns, or is
converted to, its cause." The metaphysical universe Plato describes in not
one of a merely downward and outward movement – a failing and ever-weakening
procession ending in nothingness – but, rather, one that allows the infinite goodness
of The Good to circulate (and pervade) down and back up
through the levels of reality.
One final major
component of this scheme remains to be put in place: soul. In the simple
division between the eternal intelligibles and the temporal sensibles where
does Plato place the soul – which is, after all, his point of focus? The answer
is in neither set. In the Phaedo (79a ff) Socrates once again draws a
distinction between intelligibles ("the invisible") and sensibles
("the visible") and then suggests that the soul is "most
similar" to intelligibles – but notice he does not call it the same as
intelligibles, merely most similar. This is in conformity to
the Timaeus, which speaks of the soul being part of a temporal
creation, but being woven from the "mortal and immortal" (41c). The
soul, upon its creation, is shown the laws of fate and the nature of the
universe (41e) – a vision that is only available to a creature which in some
sense has the capacity to embrace the all of time.
We may say,
therefore, that for Plato there exists between the eternal and the temporal
states an intermediate state, the perpetual. The soul, being perpetual, has the
everlastingness of the eternal, but not its immutability. The beauty of the
Platonic tradition’s world view is that everything proceeds from
transcendentally simple One to the inexhaustible multiplicity of the whole of
manifestation through a series of ordered steps characterised by ratio – and it
is the function of soul in the system of Plato to provide a middle term between
the two ontological realms.
The whole system is
succinctly summarised by the story of the cave, in which the mutable human self
starts as a prisoner held by a illusion that the shadows projected before him
on the cave wall are reality – but shadows have little substance, and the wall
will take whatever shape is projected by the furniture and statues passing
between it and the light from the fire. Once the prisoner is freed from his
bench he can move outside the cave of shadows and see, eventually, not only the
real things which exist outside the cave but also the ruling sun, from which,
he realizes, "governs all things." Within the cave there are only
shadows and copies of things (which stand for the world which is made of those
things which are continually becoming but never are), above the cave real
things (symbolising that which truly is) and their illuminating source. The
prisoner is the intermediary which like the soul woven from the mortal and the
immortal can perceive both sensible things and, when liberated from the false
belief about the lower realm, intelligible things.
To summarize,
the simple dualistic theory (ideas and material) beings
attributed to Platonic metaphysics fails to take account of a number of unitive
affirmations found within Plato’s writings:
Firstly, that there
is an overarching One which is no more confined to the world of ideas, or real
beings, than it is to the world of generated material things.
Secondly, even in
the twofold scheme, materiality is a reflection of the immaterial, and
therefore there is a real relation connecting the two.
Thirdly, the lowest
unfoldment of the One – pure passive uninformed matter – carries with it some
profound likeness to the first principle, in that it cannot be described in
terms of possessed qualities.
Fourthly, that
there is a constant movement in the Platonic universe so that apart from an
abiding stability in causes, there is also a procession outwards through
similarity, and a return of all effects back to the original cause, also
through similarity.
And fifthly, there
is a intermediate actor which embraces both intellect and material, stability
and movement – soul, which has true ratios as its very substance, whose
function is to provide a living link between the worlds of eternity and time.
Psychology
This moves us on to
a consideration of the psychology of Plato. What is the soul according to Plato
and his tradition? We need to go back
to the simplest terms here: psyche in Greek means breath – the
signal of life, our earthly life is measured from the first breath to our last.
So for the Greek psyche is the life giver, the thing which makes otherwise
inanimate matter live. It is even more obvious in the Latin, for anima is
what animates matter. There are clearly three forms of earthly life – that of
plants, that of irrational animals, and that of rational human life. According
to Aristotle’s De Anima, each form of life must have a different
form of soul, for as the old Platonists point out, we must judge an essence by
its energies, or the nature of a thing by its activities.
For a life to be
rational, there must be a soul which is rational, for it is impossible for an
essence to be less than its energies. Thus it is in the First
Alcibiades when Alcibiades and Socrates are looking to come to a
simple understanding of what is happening as they converse, Socrates says (at
130e) that, "This therefore was our meaning when we said a little before,
that Socrates discoursed with Alcibiades, making use of reason: we
meant, it seems, that he directed his words and arguments, not to your outward
person, but to Alcibiades himself, that is to the soul."
Leaving aside then
other forms of soul, let us survey what Plato says of the human soul, or, if
you like, the rational soul. The soul is the
self, not the possession of the self. It is the soul which possesses body, not
the body which possesses the soul. According to Plato the soul may detach
itself from the earthly body and remain a viable unity (see especially
the Phaedo, 66b ff) – in fact he claims that the soul detached from
body is more itself, and more rational, than when attached to body.
The rational soul
has within itself, in some sense, all the reasons or forms which underlie the
entire manifested universe, so that there is nothing it cannot understand, so
long as it gives each thing the proper attention: Photius, in his Life
of Pythagoras, asserts that it was one of the important teachings of
Pythagoras that man is a microcosm, a compendium of the whole universe because
"he contains all the powers of the cosmos."
This teaching is
echoed in the Timaeus, where it said that "the motions which
are allied to the divine part of our nature are the dianoetic energies and
circulations of the universe" and that we should restore the
"revolutions in our head through diligently considering the harmonies and
circulations of the universe, that the intellective power may become
assimilated to the object of intelligence, according to its original
nature." Even if modern science no longer considers the mechanism of the
manifested world to be driven by the circulations of the heavenly bodies, we
can see that the underlying principle still holds: by studying the universe and
its laws, we come to understand the self, or the soul which is a microcosm of
the universe and which is governed by the same laws.
As I have said,
the Timaeus presents the soul at its coming into being, as
being shown the nature of the universe, and in the Phaedrus (at
246a ff) Socrates tells a story of how in her pristine condition the soul rides
in her chariot in procession with the Gods through the heavens glimpsing the
eternal ideas which are the lights of the heavens – but being of a mixed
condition and driving two differing horses she is unable to sustain this flight
and falls to earth, with but the faintest memory of the nature of eternal
ideas, which are further obliterated by the confusion caused by her contact
with materiality. For Plato learning is the recovery of these ideas: in other
words the child is not a blank tablet upon which anything can be written but a
soul with a host of beautiful reasons waiting to be reborn when introduced to
the reflections of ideas in the material life.
This theory of
innate ideas is explored and demonstrated in the Meno, where a
slave boy with the minimum of mathematical learning is shown to have the
knowledge how one may draw a rectangle double the area of an already existing
one. At the start of Socrates’ examination of the boy’s knowledge the slave
gave the wrong answer, but once he had been questioned in the right way the
correct geometry emerge from him with no information being passed from Socrates
to the boy. In other words we have a certain distant memory of such things as
true justice and absolute beauty – both purely immaterial things – but require
the experiences of earthly life to draw these memories into conscious
possessions. The whole thrust of Plato’s philosophic system which asks every
aspiring philosopher to look at examples of ideas in manifestation and then
consider what is an adhering incidental to the idea itself,
and what is truly the idea.
This theory is an
elegant solution to the question of how it is we go through a process of
learning: if we knew everything when born we would certainly not have to learn
anything, on the other hand if we knew nothing, then how, when we discover a
truth, would we know that it was a truth? How could we go through a process of
classification – so basic to science as we know it – if we did not possess the
ideas of sameness and difference, similarity and dissimilarity, the equal and
the unequal? What is often missed when Plato’s theory of innate ideas is
considered is the all-important view of the pristine station of the soul, in
which pure forms are glimpsed: the reminiscence of ideas is the result of her
life before conjunction with the earthly body, not, primarily, the result of
previous earthly experiences. An obvious point, I think, and one that Plato
makes clear – if this were not the case, the very problem of how it is we learn
would not be addressed by the doctrine, and the scholars’ who claim that the
theory is "mire in infinite regress" would be correct.
So starting with
the first affirmation that human beings know the fundamental and universal
ideas which underlie manifestation, Plato then goes through the different
levels of reality and correlates different forms of perception to them. At the
lowest level we have sense perception (together with a unifying faculty that
allows a multitude of external perceptions to be considered as one thing); then
we have doxa, or opinion, that allows us to affirm various facts
(or supposed facts) – to say that a thing is, without being able to say why it
is; then we have dianoia or ordinary reason, that allows us to
investigate the relationship between abstract ideas and other abstract ideas
and between abstract ideas and material things; finally we have intellect
proper (or intuition) which knows pure ideas not in terms of process or in
terms of relationships, but as themselves. It is the goal of Plato’s
philosophical system to exercise this highest faculty which allows the soul to
understand without being tied to external things which, as we have seen, he
considers to be in a constant state of flux. At each succeeding level of
knowledge the soul becomes more and more similar to the eternal which is beyond
all change – both our knowledge and our very self becomes more unified,
intelligible and stable as we rise up through these levels.
Even the form of
the writings of Plato, where the emphasis is so often of question and answer,
is designed, I would suggest, to stimulate reason and intellect. Socratic
questioning, or if you like, Socratic dialectic, first liberates the reader from
the worst of all ignorances – that of double ignorance, where we are ignorant
of our own ignorance; it then excites the mind to investigate truth; it finally
moves the dialectician to a new level of certainty, as it reawakens the soul to
its own memory of those intelligibles which subsist according to the same –
eternal ideas.
It is this
essential core of unchanging knowledge, this "divine part" which
defines the soul’s relationship with its eternal source. And it this essence
which leads Plato to assert that the soul is immortal, able, in the closing
words of the Republic, "to bear all evil and all good" –
for that which is most similar to the eternal is indestructible, even though it
may appear to go through decay and death. In the Phaedo Socrates,
even as he takes the poison allotted to him by the Athenian court, has achieved
a consciousness that shows birth and death not to be beginning and end, but a
mere change of circumstance of something infinitely more endurable than the
shadowy body which is sometimes mistaken for the self.
While the soul
provides the inner unity for the whole human organism – it is the soul which
thinks, feels, judges, wills – Plato also considers the soul to have three
primary faculties: logos, thumos, and epithumos sometimes
translated as reason, anger and desire. The reason is the faculty by which the
soul learns and knows, desire is the faculty by which the soul moves towards
what is identified as good and beautiful, and anger (sometimes translated as
the spirited part) is the connecting faculty which endeavours to
direct the activities set in motion by desire in the light of the knowledge
held by reason. In theRepublic the initial discussion concerns how
the different parts of the human whole act with justice, but the consideration
of justice is expanded and transferred to how it acts within a city-state
because a city provides a parallel which is easier to inspect. Plato divides
the inhabitants of his ideal republic into governors, auxiliaries and
producers: the governors are, like reason, those charged with pursuing wisdom;
the auxiliaries are those who defend and enforce the laws enacted by the
governors; the producers are those who pursue wealth.
The same pattern is
used in the Phaedrus where the soul in its pristine condition
is portrayed as a winged chariot processing through the heavens: the chariot
has a charioteer (the reason), a well bred horse responsive to the reigns (the
spirited part) and an ill bred horse which pulls against the reigns and makes
the chariot move erratically (desire).
A superficial
reading of the dialogues may lead the student to believe that Plato wishes the
faculty of desire to be extinguished, and that he was the forerunner of the
dualistic separation of body and mind which has so marked the past two thousand
years. But this view cannot be sustained in a closer reading, in which we see
that in the Phaedrus the horse of desire is the very thing which drags the
whole chariot, charioteer and partner horse and all, towards the beautiful.
Furthermore in the Symposium, Plato marks out a path to the final
state of contemplation of absolute beauty starting with the love of one body.
In other words Platonism does not reject materiality nor the body, but honours
them because they are the recipient of eternal forms, and the means by which
the pure form is remembered. Of course, where the material invades the
essentially intellectual soul and overwhelms its ability to know and
contemplate ideas, then Plato does seek purification.
There is, I think,
an interesting passage in the ninth book of the Republic which
shows how a balance between desire and reason is the practical ideal of our
philosopher, rather than the repression of desires. It reads: "when a man
is in health, and lives temperately, and goes to sleep, having excited the
rational part, and feasted it with worthy reasonings and inquiries, coming to
an unanimity with himself; and allowing that part of the soul which is
desiderative neither to be starved nor glutted, that it may lie quiet, and give
no disturbance to the part which is best, either by its joy or grief, but
suffer it by itself alone and pure to inquire, and desire to apprehend what it
knows not, either something of what has existed, or of what now exists, or what
will exist hereafter; and having likewise soothed the irascible part, not
suffering it to be hurried by any thing, to transports of anger, and to fall
asleep with agitated passion: but having quieted these two parts of the soul,
and excited the third part, in which wisdom resides, shall in this manner take
rest; - by such an one you know the truth is chiefly apprehended . . ." So
we must note that Plato does not recommend the suppression of the irrational
faculties – but instead, seeks to bring them under the direction of reason, and
allow them to act with temperance. And,
of course, in the Symposium Socrates is to be found describing
Love – that is to say Eros, or desire – as a might semi-divine creature which
connects us with the very highest. The transformative powers of love are
underlined by this dialogue, in which the festival of Dionysus is celebrated by
an evening during which speeches in praise of Love are to be given: it should
not escape the notice of the perceptive reader that whereas the first six
speeches do indeed praise Love, the seventh (from Alcibiades), given after
Socrates has taken his listeners through a series of initiations concerning the
reality of the "mighty daemon love", is a speech in praise of
Socrates himself. Plato’s model philosopher, then, is portrayed as an
embodiment of Eros. For those who read the speech of Alcibiades carefully,
there are numerous clues to Plato’s serious intentions in the culmination of
the dialogue, in which Alcibiades himself is seen as acting as the inspired
mouthpiece of the God, Dionysus.
So the message of
Platonic psychology is this: that the soul has within itself an essential
correspondence to the eternal world of ideas, and to the divine; that its is
also capable of being embodied; further, that these two things are not mutually
exclusive – as rational souls we need to avoid an over-identification with the
movement and changes of the body, but that the embodied Socrates passes through
the initiation of the mysteries of love and appears as the paradigm of the
enlightened soul, full of intellectual life.
As Proclus says,
"Through the circular conversion therefore, of the soul to itself, its
creator effected its gnostic peculiarity, and which Plato in what he says in
the Timaeus, more clearly manifests. For in order to show how the
soul knows all things, he says, that it revolves in itself, and thus revolving,
began to live a wise and intellectual life. Hence, it is immediately evident,
that the conversion to itself, is the knowledge of itself, and of every thing
in, prior to and proceeding from itself. For all knowledge is a conversion to
the object of knowledge, and an alliance and adaptation to it. And on this
account also, truth is an agreement of that which knows with the thing known.
Since however, conversion or regression is twofold, the one returning as to The
Good, but the other as to being, hence the vital conversion of all things is
directed to The Good, but the gnostic to being. Hence too, the former when
converted, is said to have The Good, but the latter to have being."
Ethics
Finally let me turn
to a brief consideration of Plato’s ethics. Of course the direction of his
ethical system is based on Plato’s view of the nature of the human self and its
destiny: if we are, as he thinks, immortal and intellectual creatures unfolding
our potential in the world of time, then the pursuit of material wealth and
temporal security is of little value. The whole of society and all aspects of
human intercourse should be directed towards the goal of spiritual growth – or
the full consciousness of our own immortal and intellectual nature. So even
though enlightenment is of the philosophic individual, at no point does Plato
advocate the removal of responsibility of those who are enlightened (or
approaching that state) to serve their fellow citizens. Quite the reverse:
after the description of how the former prisoner of the Cave has contemplated
the highest vision of the ruling sun, this is what Socrates says of his plans
for his Republic:
"It is our
business then, said I, to oblige those of the inhabitants who have the best
geniuses, to apply to that learning which we formerly said was the greatest,
both to viewThe Good, and to ascend that ascent; and when they have
ascended, and sufficiently viewed it, we are not to allow them what is now
allowed them."
"What is
that?"
"To continue
there," said I, "and be unwilling to descend again to those fettered
men, or share with them in their toils and honours, whether more trifling or
more important."
"Shall we
then," said he, "act unjustly towards them, and make them live a
worse life when they have it in their power to live a better?"
"You have
again forgot, friend," said I, "that this is not the legislator's
concern, in what manner any one tribe in the city shall live remarkably happy;
but this he endeavours to effectuate in the whole city, connecting the citizens
together; and by necessity, and by persuasion, making them share the advantage
with one another . ."
The life of the
soul is not simply intellectual – if it were so, it would have no need to
descend from its pristine state – but it is both gnostic and vital, and her
purpose, as stated in the Timaeus, is to bring order and beauty to
the manifest world. The path of the soul which has embraced philosophy is not
only to contemplate beautiful ideas, but to attempt to make them a part of its
life and a part of that portion of the universe over which it has an influence.
The experience of this attempt is for its own sake, and this is a fundamental
of Platonic ethics.
The Republic,
an extended discourse on justice and the other virtues, continually emphases
that living the good life – that is to say a life which is directed towards the
true good, rather than its shadowy appearance – should be done because each
just action is good in itself: all thoughts of future reward should be
dismissed. Of course doing good does indeed tend towards future reward, and the
final half of the final book of the Republicdoes explore the
principles of what is now known as karma: but by the time the philosopher has
followed the arguments of the Republic the intrinsic worth of
justice should have been clearly established in his or her mind.
The aim, then, of
Platonic ethics is a parallel to that of Platonic psychology – wherever there
is a community there must be an exploration of the good, in order to disclose
what is truly good rather than apparently good. After this every effort must be
made to direct the whole towards the genuine good: Plato’s famous assertion
that no community is happy unless philosophers become kings or kings become
philosophers is equally applicable to the individual life: No one can become
happy unless their ruling part, reason, become directive of the whole organism.
Every faculty of
the soul has its virtue – in Greek the word is arête, or excellence – the
unfoldment of which leads to its fullest manifestation. The four cardinal
virtues for Plato are wisdom, fortitude, temperance and justice: by wisdom the
rational faculty is perfected, and the governing powers of the community are
enabled to discern the truly good; byfortitude the spirited part is
perfected, and the ordinative powers of the community are enabled to fulfil
their role; by temperance the faculty of desire is perfected,
and the mercantile and productive class is enabled to pursue its goals within
the confines of moderation; finally by justice the different
faculties of the individual can work together exchanging their merits with each
other in order to bring the whole into harmony, and in the community, too, the
individual participants and the various classes and associations within the
community can bring about a fair exchange of benefits, for the harmonious and
progressive life of all.
The philosophy of
Plato as presented in his dialogues, attempts to stimulate and awaken both the
intellectual powers of the soul, as well as the living activities of virtue. As
Hierocles of Alexandria says of this philosophy, "it is the purification
and perfection of human life. It is the purification, indeed, from material
irrationality, and the mortal body; but the perfection, in consequence of being
the resumption of our proper felicity, and a reascent to the divine likeness.
To effect these two is the province of Virtue and Truth;
the former exterminating the immoderation of the passions; and the latter
introducing the divine form to those who are naturally adapted to its
reception."
The re-ascent to
"divine likeness" is for the soul through intellect – but just as the
metaphysics of Platonism is not dualistic, so neither is its ethics: the
pursuit of true Platonic dialectic arrives not a separated out intellectualism,
but at unity, for as the main speaker in the Sophist says,
"For, O excellent young man, to endeavour to separate every thing from
every thing, is both inelegant, and the province of one rude and destitute of
philosophy."
In the love of
wisdom, we cultivate our reasons as our own images of eternal ideas, which are
the divine offspring of the Gods. As Proclus says: "For the soul when
looking at things posterior to herself [i.e. at material things], beholds the
shadows and images of beings, but when she converts herself to herself she
evolves her own essence, and the reasons which she contains. And at first
indeed, she only as it were beholds herself; but, when she penetrates more profoundly
into the knowledge of herself, she finds in herself both intellect, and the
orders of beings. When however, she proceeds into her interior recesses, and
into the adytum as it were of the soul, she perceives with her eye closed, the
genus of the Gods, and the unities of beings. For all things are in us
psychically, and through this we are naturally capable of knowing all things,
by exciting the powers and the images of wholes which we contain."
As a life-giving
creature descending into the world of body, the soul’s task is to imitate the
providence of the Gods, those unities above even eternity. In this ultimate
ethical activity, says Proclus, "the providential energies of souls do not
consist in reasonings conjectural of futurity, like those of human political
characters, but in illuminations in the one of the soul
derived from the Gods. Hence, being surrounded with the transcendently united
splendour of deity, they see that which is in time untemporally, that which is
divisible indivisibly, and everything which is in place unlocally; and they
energise not from themselves, but from the powers by which they are
illuminated."
Such, then, in an
all too brief summary is an outline of Platonic teaching, so far as I have
caught hold of a least a feather or two of that difficult-to-net swan.
Although from some
points of view, human understanding has moved on in the last 2,400 years, yet I
think that in the most important areas of philosophic enquiry, Plato still
poses the questions that really stretch us, and points out the directions in
which we may find satisfactory answers. Platonism was, I think, the greatest
flowering of philosophy in the ancient west, and in late antiquity the only
coherent voice raised against the anti-philosophical version of Christianity
which took hold of the Europe. It sees every human being as a rational, self
motive and self conscious creature – in potential, at least – and each human as
a microcosm and so having a clear right to make its own place in the universe
without the mediation of any institution. The counterbalance to this right, as
far as Plato was concerned, was the responsibility of each individual to deal
with the whole of manifestation in a just manner, in order to act as a part of
a living universe. I think that this sunlit vision of humankind has much to
commend it, and at the very least provides an intelligent alternative to the
two great clashing movements of today’s world – that of blind mechanistic
science, and that of religious literalism.
Platonic
philosophy, when properly understood, is a path to the greatest possible life,
the greatest possible happiness – beautifully indicated by these words of
Proclus:
'And this is the
best employment of our energy, to be extended to a divine nature itself, having
our powers at rest, to revolve harmoniously round it, to excite all the
multitude of the soul to this union, and laying aside all such things as are
posterior to The One, to become seated and conjoined with that which is
ineffable, and beyond all things.'
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